Web• Part II filers or Part II • Part IIA filersAor Part II SPECIFIC INSTRUCTIONS Instructions are not intended to be comprehensive, but are included to provide clarity. Terms used in … WebOMB APPROVAL. OMB Number: 3235-0123 Expires: April 30, 2013 UNITED STATES Estimated average burden SECURITIES AND EXCHANGE COMMISSION hours per response. . . . . .12.00 Washington, D.C. 20549. FORM X-17A-5 PART II (FOCUS Report) GENERAL INSTRUCTIONS This FOCUS Report (Form X-17A-5) constitutes the basic …
FOCUS Report Part II instructions - SEC
WebJul 27, 2024 · PART II BROKER OR DEALER STATEMENT OF FINANCIAL CONDITION LIABILITIES AND OWNERSHIP EQUITY (continued) Status: Accepted Liabilities 24. Notes and mortgages payable: A. Unsecured ............................ $ B. Secured ............................. use of company, at market value .......... E. Accounts and other borrowings not WebDec 3, 2024 · FOCUS Reports Firms must file FOCUS Reports electronically through the eFOCUS System available via FINRA Gateway. For more guidance, click here. Monthly and Fifth FOCUS Part II/IIA Filings: Period Ending and Due Dates January 31, 2024 – Due: February 24, 2024 February 28, 2024 – Due: March 23, 2024 April 30, 2024 – Due: May … good 4 you lyrics olivia rodrigo song
FOCUS Report Part II Definition Law Insider
WebFOCUS REPORT X-17A-5 (FINANCIAL AND OPERATIONAL COMBINED UNIFORM SINGLE REPORT) PART II 11 (Please read instructions before preparing Form) This report is being filed pursuant to (Check Applicable Block(s)): 1) Rule 17a-5(a) 2) Rule 17a-5(b) 3) Rule 17a-11 4) Special request by designated examining authority 5) Other … WebFOCUS Report Part II Items on this page to be reported by a: Stand-Alone Broker-Dealer (Not Authorized to use models) Stand-Alone SBSD (Not Authorized to use models) Broker-Dealer SBSD (Not Authorized to use models) Broker-Dealer MSBSP (Not Authorized to use models) Computation of Net Capital 1. Total ownership equity from Item 1800 2. WebForm FOCUS REPORT . X-17A-5 (Financial and Operational Combined Uniform Single Report) PART IIA 12 (Please read instructions before preparing Form.) This report is being filed pursuant to (Check Applicable Block(s)): 1) Rule 17a-5(a) 16 . 2) Rule 17a-5(b) 17 19 . 3) Rule 17a-11 4) Special request by designated examining authority 5) Other . … healthfulstyle.com